Category Conventional warfare

Battle Outcomes: Casualty Rates As a Measure of Defeat

This third article in the box I was about to trash was also written by someone I knew, Robert McQuie. It was a five-page article published in Army magazine in November 1987 (pages 30-34) called “Battle Outcomes: Casualty Rates As a Measure of Defeat.” I was an article I was aware of, but had not seen for probably around three decades. It was based upon data assembled by HERO (Trevor Dupuy). It was part of the lead-in to the Breakpoints Project that we later did.

The by-line of the article is “A study of data from mid-twentieth century warfare suggest that casualties–whether the reality or the perception of them—are only occasionally a factor in command decisions to break off unsuccessful battles.” 

The analysis was based upon 80 engagements from 1941-1982. Of those 52 were used to create the table below (from page 34):

Reasons for a Force Abandoning An Attack or Defense:

Maneuver by Enemy…………………………..Percent

  Envelopment, encirclement, penetration……..33

  Adjacent friendly unit withdrew………………..13

  Enemy occupied key terrain…………………….6

  Enemy achieved surprise……………………….8

  Enemy reinforced………………………………..4

Total………………………………………………64

 

Firepower by Enemy

  Casualty or equipment losses……………………10

  Heavy artillery or air attacks by enemy…………..2

Total…………………………………………………12

 

Other Reasons

  No reserves left……………………………………….12

  Supply shortage………………………………………..2

  Truce or surrender…………………………………….6

  Change in weather…………………………………….2

  Orders to withdraw…………………………………….2

Total…………………………………………………….24

 

He then goes on in the article to question the utility of Lanchester equations, ending with the statement “It appears as well that Mr. Lanchester’s equations present a drastic misstatement of what drives the outcome of combat.” He also points out that many wargames and simulations terminate simulated battles at 15% to 30% casualties a day, ending with the statement that “The evidence indicated that in most cases, a force has quit when its casualties reached less than ten percent per battle. In most battles, moreover, defeat has not been caused by casualties.”

Robert McQuie was a senior operations research analyst for U.S. Army’s CAA (Concepts Analysis Agency). In 1987 I was working at HERO and considering heading back to school to get a graduate degree in Operations Research (OR). At Trevor Dupuy’s recommendation, I discussed it with Robert McQuie, who stated strongly not to do so because it was a “waste of time.” His argument was that while Operations Research was good at answering questions where the results could be optimized, it was incapable of answering the bigger questions. He basically felt the discipline had reached a dead end.

Anyhow, another keeper.

 

Extending the Battlefield

The second oldest article in this box I was about to throw away is called “Extending the Battlefield” by General Donn A. Starry, US Army. It is dated March 1981 from the Military Review. It is 20 pages long.

Its primary focus is on deep strike. It states 1) First, deep strike is not a luxury; it is an absolute necessity to winning, 2) Second, deep strike, particular in an environment of scarce acquisition and strike assets, must be tightly coordinated over time with the decisive close-in battle…3) Third, it is important to consider now the number of systems entering the force in the near and middle-term future….4) Finally, the concept is designed to be the unifying idea which pulled all these emerging capabilities together so that, together, they can allow us to realize their full combined potential for winning.

This was an approach specifically oriented towards engaging the Soviet second echelon. I was never much of a fan of deep strike, as I sort of felt you probably wanted to engage the first echelon first….and could worry about the second echelon later. A reading of my Kursk book (in case you have the time) clearly shows the limitations of the Soviet two-echelon system of fighting. It did tend to lead to piecemeal attacks.

I met General Starry once. My father worked for him in the Pentagon and during a family visit during the Christmas party, he came down to say Merry Christmas to all the people working in the basement of the building. I happened to be there, and was applying to West Point (U.S. Military Academy) at the time. He sat down and had a half-hour talk with me about why someone should or should not attend West Point. It was nice gesture on his part.

I guess I will keep this article also.

 

NTC Exercise

This article caught my attention (updated the link): https://uk.news.yahoo.com/us-military-might-not-best-164000460.html

I remember observing a National Training Center (NTC) rotation around 2000 (the map shown above is not from this exercise). It was an armor or mechanized brigade and an air mobile brigade against the usual reinforced company of very experienced defending opposing forces.

One of the first disasters occurred when the air mobile brigade decided to conduct an insertion against an opposing force (OPFOR) that was completely ready for this. They ended up loosing a number of helicopters and were halted. So much for their “verticle envelopment” effort. Interesting enough, in 2003, outside of Baghdad, I gather we attempted the same thing, with similar results. An army fights as it trains.

The other early disaster was an early morning (still dark) attack that failed to take a large hill in the south of the battlefield that was enemy occupied. This hill gave the defenders complete oversight of the entire U.S. armored brigades’ attack in the morning.

Still, with the vertical envelopment having failed, and with their flank not covered, they then attacked forward with rather predictable results, especially when they hit the minefield that extended across the open area of the battlefield. It turned out that the brigades’ engineering assets were still in the rear. It took some time (read: hours) to bring them up. In the meantime the brigade was stranded in the middle of a wide-open desert area that was over-watched by the enemy. This experience may have been a career killer for the brigade commander.

Their only success came from an attached “Ukrainian armored company” that was not Ukrainian, but was actually people from the opposing forces playing an attached foreign contingent. They managed to maneuver through some rocky area on the north side of the battlefield, because they knew it intimately, bypassed the minefield that was holding up the rest of the brigade, and flanked the defenders. I gather this won the battle for the attackers.

Anyhow, I have no knowledge that allows me to comment on Captain Metz’s article, other than to note what I saw in my observation of a NTC exercise.

Back to the Future

The opening sentence of an article by Dan Goure caught my attention: “Every decade of so since the 1960s, the U.S. Army creates a requirement for what can nominally be described as a light tank.” The article is here: http://nationalinterest.org/blog/the-buzz/its-back-the-future-mobile-protected-firepower-20539?page=show

It reminds me of a meeting we had in late 2000 with Walt Hollis, Deputy Under Secretary of the Army (Operations Research). He started the meeting by telling us that something like “Every now and then, someone seems to want to bring back the light tank.” He then went on to explain that these requirements are being pushed from the top (meaning by the Chief of Staff of the Army) and they should probably have a study done on the subject. He then asked us to do such an effort.

We did and it is here: http://www.dupuyinstitute.org/pdf/mwa-2lightarmor.pdf

We decided to examine the effectiveness of lighter-weight armor based upon real-world experience in six possible scenarios:

  1. Conventional conflicts against an armor supported or armor heavy force.
  2. Emergency insertions against an armor support or armor heavy force.
  3. Conventional conflict against a primarily infantry force (as one might encounter in sub-Saharan Africa).
  4. Emergency insertion against a primarily infantry force.
  5. A small to medium insurgency (includes an insurgency that develops during a peacekeeping operation).
  6. A peacekeeping operation or similar Operation Other Than War (OOTW) that has some potential for violence.

Anyhow, I am not going to summarize the report here as that would take too long. I did draft up a chapter on it for inclusion in War by Numbers, but decided to leave it out as it did not fit into the “theory testing” theme of the book. Instead, I am holding it for one of my next books, Future American Wars.

The interesting aspect of the report is that we were at a meeting in 2001 at an Army OR outfit that was reviewing our report, and they told us that the main point of action they drew from the report was that we needed to make sure our armor vehicles were better protected against mines. As our report looked at the type of tank losses being suffered in the insurgencies and OOTWs, there were a lot of vehicles being lost to mines. Apparently they had not fully realized this (and Iraq did not occur until 2003).

‘Your Lyin’ Eyes’: Visualizing the A2/AD Environment in Europe

The Russia – NATO A2AD Environment. [CSIS]

Over, at the Center for Strategic and International Studies (CSIS), Ian Williams, Kathleen Weinberger, and Colonel John O’Grady have assembled data on NATO and Russian anti-access/area denial (known as A2/AD, love it or hate it) capabilities, which has been turned into a fascinating interactive graphic. The capabilities depicted include “air defenses, counter-maritime forces, and theater offensive strike weapons, such as short- or medium-range ballistic missiles, cruise missiles, and other precision guided munitions.”

Information on the map is divided into six categories:

Russia – Air Defense: Includes deployments of long-range Russian anti-air missile systems. Specific systems represented are the S-300 and S-400. Not included in map are Russia’s shorter ranged, highly mobile air defense assets, such as the Buk family of surface to air missile systems. These “shoot and scoot” launchers are embedded with Russian ground forces, and thus do not have fixed locations.

Russia – Land-based Strike: Includes deployments of short-range offensive ballistic missile systems, such as the SS-26 or Iskander short-range ballistic missiles, as well as deployments of Russian Oniks anti-ship missiles to Kaliningrad.

Russia – Naval strike: This category reflects the range (from notional locations) of Russia’s sea-based SS-N-30A Kalibr-type cruise missiles, and its SS-N-27 Sizzler anti-ship missiles.

NATO – Air Defense: Shows the estimated coverage areas and home-base disposition of NATO PATRIOT missile units, separately showing ballistic missile and air defense coverage areas. Although not reflected in this map, NATO is heavily reliant on fighter aircraft for air defense.

NATO – Naval Strike: Reflects the estimated range of U.S. Tomahawk Block IV (TLAM-E) sea-based cruise missiles.

NATO – Ports of Debarkation/Embarkations (PODs): These points show key logistical infrastructure, such as airports and seaports (APODs / SPODs), that could be used by NATO forces.

Figuring out how to fight effectively in this environment is what is keeping American and Western national security thinkers and planners up at night these days. The Third Offset Strategy was the first crack at doing so. Whether it will survive into the incoming Trump administration remains to be seen, though some signs indicate that it will. Stay tuned, folks.

Tanks and Russian Hybrid Warfare

tanks-russian-hybrid-warfareU.S. Army Major Amos Fox, currently a student at the U.S. Army Command and General Staff College, has produced an insightful analysis of the role of tanks in Russian hybrid warfare tactics and operations. His recent article in Armor, the journal of the U.S. Army Maneuver Center of Excellence at Ft. Benning, Georgia, offers a sense of the challenges of high-intensity combat on the near-future hybrid warfare battlefield.

Fox assesses current Russia Army tactical and operational capabilities as quite capable.

Russia’s contemporary operations embody the characteristic of surprise. Russian operations in Georgia and Ukraine demonstrate a rapid, decentralized attack seeking to temporally dislocate the enemy, triggering the opposing forces’ defeat. These methods stand in stark contrast to the old Soviet doctrine of methodical, timetable-and echelon-driven employment of ground forces that sought to outmass the opposing army. Current Russian land-warfare tactics are something which most armies, including the U.S. Army, are largely unprepared to address.

Conversely, after achieving limited objectives, Russia quickly transitions to the defense using ground forces, drones and air-defense capabilities to build a tough, integrated position from which extrication would be difficult, to be sure. Russia’s defensive operations do not serve as a simple shield, but rather, as a shield capable of also delivering well-directed, concentrated punches on the opposition army. Russia’s paradoxical use of offensive operations to set up the defense might indicate an ascendency of the defense as the preferred method of war in forthcoming conflicts.

These capabilities will pose enormous challenges to U.S. and allied forces in any potential land combat scenario.

Russia’s focus on limited objectives, often in close proximity to its own border, indicates that U.S. Army combined-arms battalions and cavalry squadrons will likely find themselves on the wrong end of the “quality of firsts” (Figure 4). The U.S. Army’s physical distance from those likely battlefields sets the Army at a great disadvantage because it will have to hastily deploy forces to the region, meaning the Army will arrive late; the arrival will also be known (location, time and force composition). The Army will have great difficulty seizing the initiative due to its arrival and movement being known, which weakens the Army’s ability to fight and win decisively. This dynamic provides time, space and understanding for the enemy to further prepare for combat operations and strengthen its integrated defensive positions. Therefore, U.S. Army combined-arms battalions and cavalry squadrons must be prepared to fight through a rugged enemy defense while maintaining the capability for continued offensive operations.

Fox’s entire analysis is well worth reading and pondering. He also published another excellent analysis of Russian hybrid warfare with a General Staff College colleague, Captain (P) Andrew J. Rossow, in Small Wars Journal.

War by Numbers is on Amazon

lawrencefinal

My new book, with a release date of 1 August, is now available on Amazon.com for pre-order: War by Numbers (Amazon)

It is still listed at 498 pages, and I am pretty sure I only wrote 342. I will receive the proofs next month for review, so will have a chance to see how they got there. My Kursk book was over 2,500 pages in Microsoft Word, and we got it down to a mere 1,662 pages in print form. Not sure how this one is heading the other way.

Unlike the Kursk book, there will be a kindle version.

It is already available for pre-order from University of Nebraska Press here: War by Numbers (US)

It is available for pre-order in the UK through Casemate: War by Numbers (UK)

The table of contents for the book is here: War by Numbers: Table of Contents

Like the cover? I did not have a lot to do with it.

What Is The Relationship Between Rate of Fire and Military Effectiveness?

marine-firing-m240Over at his Best Defense blog, Tom Ricks recently posed an interesting question: Is rate of fire no longer a key metric in assessing military effectiveness?

Rate of fire doesn’t seem to be important in today’s militaries. I mean, everyone can go “full auto.” Rather, the problem seems to me firing too much and running out of ammunition.

I wonder if this affects how contemporary military historians look at the tactical level of war. Throughout most of history, the problem, it seems to me, was how many rocks, spears, arrows or bullets you could get off. Hence the importance of drill, which was designed to increase the volume of infantry fire (and to reduce people walking off the battlefield when they moved back to reload).

There are several ways to address this question from a historical perspective, but one place to start is to look at how rate of fire relates historically to combat.

Rate of fire is one of several measures of a weapon’s ability to inflict damage, i.e. its lethality. In the early 1960s, Trevor Dupuy and his associates at the Historical Evaluation Research Organization (HERO) assessed whether historical trends in increasing weapon lethality were changing the nature of combat. To measure this, they developed a methodology for scoring the inherent lethality of a given weapon, the Theoretical Lethality Index (TLI). TLI is the product of five factors:

  • rate of fire
  • targets per strike
  • range factor
  • accuracy
  • reliability

In the TLI methodology, rate of fire is defined as the number of effective strikes a weapon can deliver under ideal conditions in increments of one hour, and assumes no logistical limitation.

As measured by TLI, increased rates of fire do indeed increase weapon lethality. The TLI of an early 20th century semi-automatic rifle is nearly five times higher than a mid-19th century muzzle-loaded rifle due to its higher rate of fire. Despite having lower accuracy and reliability, a World War II-era machine gun has 10 times the TLI of a semi-automatic rifle due to its rate of fire. The rate of fire of small arms has not increased since the early-to-mid 20th century, and the assault rifle, adopted by modern armies following World War II, remains that standard infantry weapon in the early 21st century.

attrition-fig-11

Rate of fire is just but one of many factors that can influence a weapon’s lethality, however. Artillery has much higher TLI values than small arms despite lower rates of fire. This is for the obvious reasons that artillery has far greater range than small arms and because each round of ammunition can hit multiple targets per strike.

There are other methods for scoring weapon lethality but the TLI provides a logical and consistent methodology for comparing weapons to each other. Through the TLI, Dupuy substantiated the observation that indeed, weapons have become more lethal over time, particularly in the last century.

But if weapons have become more lethal, has combat become bloodier? No. Dupuy and his colleagues also discovered that, counterintuitively, the average casualty rates in land combat have been declining since the 17th century. Combat casualty rates did climb in the early and mid-19th century, but fell again precipitously from the later 19th century through the end of the 20th.

attrition-fig-13

The reason, Dupuy determined, was because armies have historically adapted to increases in weapon lethality by dispersing in greater depth on the battlefield, decentralizing tactical decision-making and enhancing mobility, and placing a greater emphasis on combined arms tactics. The area occupied by 100,000 soldiers increased 4,000 times between antiquity and the late 20th century. Average ground force dispersion increased by a third between World War II and the 1973 Yom Kippur War, and he estimated it had increased by another quarter by 1990.

attrition-fig-14

Simply put, even as weapons become more deadly, there are fewer targets on the battlefield for them to hit. Through the mid-19th century, the combination of low rates of fire and relatively shorter range required the massing of infantry fires in order to achieve lethal effect. Before 1850, artillery caused more battlefield casualties than infantry small arms. This ratio changed due to the increased rates of fire and range of rifled and breach loading weapons introduced in the 1850s and 1860s. The majority of combat casualties in  conflicts of the mid-to-late 19th century were inflicted by infantry small arms.

attrition-fig-19The lethality of modern small arms combined with machine guns led to further dispersion and the decentralization of tactical decision-making in early 20th century warfare. The increased destructiveness of artillery, due to improved range and more powerful ammunition, coupled with the invention of the field telephone and indirect fire techniques during World War I, restored the long arm to its role as king of the battlefield.

attrition-fig-35

Dupuy represented this historical relationship between lethality and dispersion on the battlefield by applying a dispersion factor to TLI values to obtain what he termed the Operational Lethality Index (OLI). By accounting for these effects, OLI values are a good theoretical approximation of relative weapon effectiveness.

npw-fig-2-5Although little empirical research has been done on this question, it seems logical that the trend toward greater use of precision-guided weapons is at least a partial response to the so-called “empty battlefield.” The developers of the Third Offset Strategy postulated that the emphasis on developing precision weaponry by the U.S. in the 1970s was a calculated response to offset the Soviet emphasis on mass firepower (i.e. the “second offset”). The goal of modern precision weapons is “one shot, one kill,” where a reduced rate of fire is compensated for by greater range and accuracy. Such weapons have become sufficiently lethal that the best way to survive on a modern battlefield is to not be seen.

At least, that was the conventional wisdom until recently. The U.S. Army in particular is watching how the Ukrainian separatist forces and their Russian enablers are making use of new artillery weapons, drone and information technology, and tactics to engage targets with mass fires. Some critics have alleged that the U.S. artillery arm has atrophied during the Global War on Terror and may no longer be capable of overmatching potential adversaries. It is not yet clear whether there will be a real competition between mass and precision fires on the battlefields of the near future, but it is possible that it signals yet another shift in the historical relationship between lethality, mobility, and dispersion in combat.

SOURCES

Trevor N. Dupuy, Attrition: Forecasting Battle Casualties and Equipment Losses in Modern War (Falls Church, VA: NOVA Publications, 1995)

_____., Understanding War: History and Theory of Combat (New York: Paragon House, 1987)

_____. The Evolution of Weapons and Warfare (Indianapolis, IN: The Bobbs-Merrill Company, Inc., 1980)

_____. Numbers, Predictions and War: Using History to Evaluate Combat Factors and Predict the Outcome of Battles (Indianapolis; New York: The Bobbs-Merrill Co., 1979)

A2/D2 and Jam Gee-Cee in the Western Pacific

western-pacific-oceanOne of the primary scenarios the Third Offset Strategy is intended to address is a potential military conflict between the United States and the People’s Republic of China over the sovereignty of the Republic of China (Taiwan) and territorial control of the South and East China Seas. As surveyed by James Holmes in a wonderful Mahanian geopolitical analysis, the South China Sea is a semi-enclosed sea at the intersection between East Asia and the Indian Ocean region, bounded by strategic gaps and choke points between island chains, atolls, and reefs, and riven by competing territorial claims among rising and established regional powers.

China’s current policy appears to be to develop the ability to assert military control over the Western Pacific and deny U.S. armed forces access to the area in case of overt conflict. The strategic dimension is framed by China’s pursuit of anti-access/area denial (A2/D2) capabilities enabled by development of sophisticated long-range strike, sensor, guidance, and other military technologies, and the use of asymmetrical warfare operational concepts such as psychological and information operations, and “lawfare” (the so-called “three warfares.”) China is also advancing its interests in decidedly low-tech ways as well, such as creating artificial islands on disputed reefs through dredging.

The current U.S. approach to thwarting China’s A2/D2 strategy is the Joint Concept for Access and Maneuver in the Global Commons (JAM-GC, aka “Jam Gee Cee”), or the concept formerly known as AirSea Battle. As described by Stephen Biddle and Ivan Oelrich, the current iteration of JAM-GC

…is designed to preserve U.S. access to the Western Pacific by combining passive defenses against Chinese missile attack with an emphasis on offensive action to destroy or disable the forces that China would use to establish A2/AD. This offensive action would use “cross-domain synergy” among U.S. space, cyber, air, and maritime forces (hence the moniker “AirSea”) to blind or suppress Chinese sensors. The heart of the concept, however, lies in physically destroying the Chinese weapons and infrastructure that underpin A2/AD.

The brute, counterforce character of JAM-GC provides the logic behind proposals for new long-range precision strike weapons such as the Air Force’s stealthy Long Range Strike-Bomber (LRS-B) program, recently designated the B-21 Raider.

The JAM-GC concept has not yet been officially set and continues to evolve. Both the A2/D2 construct and the premises behind JAM-GC are being challenged. As Biddle and Oelrich conclude in their detailed analysis of the strategic and military trends in the region, it is not at all clear that China’s A2/D2 approach will actually achieve its goal.

[W]e find that by 2040 China will not achieve military hegemony over the Western Pacific or anything close to it—even without ASB. A2/AD is giving air and maritime defenders increasing advantages, but those advantages are strongest over controlled landmasses and weaken over distance. As both sides deploy A2/AD, these capabilities will increasingly replace today’s U.S. command of the global commons not with Chinese hegemony but with a more differentiated pattern of control, with a U.S. sphere of influence around allied landmasses, a Chinese sphere of influence over the Chinese mainland, and contested battlespace covering much of the South and East China Seas, wherein neither power enjoys wartime freedom of surface or air movement.

They also raise deeper concerns about JAM-GC’s emphasis on an aggressive counterforce posture. In an era of constrained defense spending, developing and acquiring the military capability to execute it could be costly. Also, long-range air and missile strikes against the Chinese mainland runs the distinct risk of escalating a regional conflict into a general war between nuclear armed opponents.

A recent RAND analysis echoed these conclusions. The adoption of counterforce strategies by both the U.S. and China would result in heavy military losses by both sides that would make it difficult to constrain a longer, broader conflict. Although the RAND analysts foresee the U.S. prevailing in such a conflict, it would not be quick and the ramifications to both sides would be severe.

Dissatisfaction with these options and potential outcomes is partly what motivated the development of the Third Offset Strategy in the first place. It is not clear whether leveraging technological innovation can provide new operational capabilities that will enable successful solutions to these strategic dilemmas. What does seem apparent is that fresh thinking is needed.